The Vermont Statutes Online

Title 9A: Uniform Commercial Code

Article 8: INVESTMENT SECURITIES


NOTE: The Vermont Statutes Online is an unofficial copy of the Vermont Statutes Annotated, provided as a convenience. It has NOT been edited for publication, and is not in any way official or authoritative.


§ 101   Short title
§ 102   Definitions
§ 103   Rules for determining whether certain obligations and interests are securities or financial assets
§ 104   Acquisition of security or financial asset or interest therein
§ 105   Notice of adverse claim
§ 106   Control
§ 107   Whether indorsement, instruction, or entitlement order is effective
§ 108   Warranties in direct holding
§ 109   Warranties in indirect holding
§ 110   Applicability; choice of law
§ 111   Clearing corporation rules
§ 112   Creditor's legal process
§ 113   Statute of frauds inapplicable
§ 114   Evidentiary rules concerning certificated securities
§ 115   Securities intermediary and others not liable to adverse claimant
§ 116   Securities intermediary as purchaser for value
§ 201   Issuer
§ 202   Issuer's responsibility and defenses; notice of defect or defense
§ 203   Staleness as notice of defect or defense
§ 204   Effect of issuer's restriction on transfer
§ 205   Effect of unauthorized signature on security certificate
§ 206   Completion or alteration of security certificate
§ 207   Rights and duties of issuer with respect to registered owners
§ 208   Effect of signature of authenticating trustee, registrar, or transfer agent
§ 209   Issuer's lien
§ 210   Overissue
§ 301   Delivery
§ 302   Rights of purchaser
§ 303   Protected purchaser
§ 304   Indorsement
§ 305   Instruction
§ 306   Effect of guaranteeing signature, indorsement, or instruction
§ 307   Purchaser's right to requisites for registration of transfer
§ 401   Duty of issuer to register transfer
§ 402   Assurance that indorsement or instruction is effective
§ 403   Demand that issuer not register transfer
§ 404   Wrongful registration
§ 405   Replacement of lost, destroyed, or wrongfully taken security certificate
§ 406   Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
§ 407   Authenticating trustee, transfer agent, and registrar
§ 501   Securities account; acquisition of security entitlement from securities intermediary
§ 502   Assertion of adverse claim against entitlement holder
§ 503   Property interest of entitlement holder in financial asset held by securities intermediary
§ 504   Duty of securities intermediary to maintain financial asset
§ 505   Duty of securities intermediary with respect to payments and distributions
§ 506   Duty of securities intermediary to exercise rights as directed by entitlement holder
§ 507   Duty of securities intermediary to comply with entitlement order
§ 508   Duty of securities intermediary to change entitlement holder's position to other form of security holding
§ 509   Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
§ 510   Rights of purchaser of security entitlement from entitlement holder
§ 511   Priority among security interests and entitlement holders

  • Full text of Article 8.